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The effect of a judicial instruction on juror decision-making
Doctoral Thesis   Open access

The effect of a judicial instruction on juror decision-making

Felisha Joy Thain
Doctor of Philosophy - PhD, University of Otago
University of Otago
2023
Handle:
https://hdl.handle.net/10523/16292

Abstract

jury decision-making mock juror children's testimony child sexual abuse judicial instruction New Zealand Judicial Instruction interviewing childen
In cases of child sexual abuse, children’s testimony often comprises the central evidence in court. The reliability of children’s evidence depends on many factors, including the way that they are questioned by an evidential interviewer. We know that open-ended questions elicit the most accurate reports from children, and should be the predominant questioning technique used. We also know that suggestive questioning techniques may contaminate a child’s evidence, and should be avoided. Despite the availability of best-practice guidelines that teach forensic interviewers about the most effective ways to interview children, some interviewers, including those in New Zealand, continue to employ a range of risky interview practices. Given the potential negative impact of these practices on a child’s accuracy, it is important that the ultimate decision-makers are conscious of the impact of interviewing methods on the reliability of children’s testimony. Despite this importance, many jurors hold misconceptions regarding memory and are largely unaware of the influence of poor interview techniques on children’s accounts during an evidential interview. In recognising the gap in jurors’ knowledge, the court has implemented safeguards that are designed to help juries reach a just verdict. One of these safeguards is specific instruction by the Judge. The fundamental question facing the Court is whether judicial instructions are effective in aiding jurors’ decision-making. The overarching goal of the current thesis was to examine the effectiveness of a judicial instruction derived from New Zealand’s Evidence Regulations 2007 (Section 49. Warning or informing the jury about very young children’s evidence) that is currently implemented in jury trials in New Zealand. The first aim of my research was to examine whether the instruction did help participants to differentiate between best-practice and poor- practice interviews conducted with a child complainant. Across three experiments, I found that participants failed to consider the quality of the evidential interview when arriving at a verdict, even after receiving the judicial instruction. In fact, when the instruction was presented after the evidence (which mirrors instruction placement in the courtroom), it appeared to induce generalised scepticism whereby jurors were less likely (Experiment 1) or more likely (Experiment 2) to convict the defendant regardless of the quality of the interview. In other words, the instruction was harmful –encouraging jurors to become biased in favour of either the child or the defendant, regardless of how the evidence was elicited. The second aim of my research was to examine whether accountability and consequentiality impacted participants’ use of the judicial instruction. We know that participant research often does not take into consideration of accountability and consequentiality, which are phenomena that are more likely to occur for real jurors, but not participants, and are important for an individual’s motivation. Understanding how participants respond when they are more accountable for their decisions, and when they believe their task has real-world consequences is an important step toward understanding how individuals make these decisions in the real world. Therefore in Experiments 2 and 3, I investigated the impact of accountability and consequentiality, and whether these factors influenced participants’ ability to apply the information from the instruction when reaching their verdict. Prior research has shown that when (at least some) individuals are held accountable for the decision-making process, they have greater motivation to accurately understand the problem at hand, and therefore, process the information more systematically. Therefore, in Experiment 2, I investigated whether increasing accountability would motivate participants to apply the information from the judicial instruction to their verdict. My hypothesis was not supported; despite increasing accountability for their decisions, participants still did not appear to apply the judicial instruction when reaching their verdict. It is well recognised that there is a significant difference in the consequences of the decisions that are reached by real jurors and participants. Real jurors, for example, are required to make a decision regarding a real-life defendant, which may result in a monetary award, prison sentence, or in some countries, a death sentence. Participants, on the other hand, are required to reach a verdict that has no impact on the alleged victim or perpetrator. This lack of consequence for participants may reduce engagement or effortful systematic processing of the evidence, including the judicial instruction. In Experiment 3, I investigated whether increasing consequentiality would motivate participants to apply the information from the judicial instruction to their verdict. Regardless of whether participants believed that their task had real-world implications, jurors still failed to apply the information from the judicial instruction to their verdict. Taken together, my results—in conjunction with those of other studies—suggest that the Court’s faith in judicial instructions is misplaced. The Court should not rely on judicial instructions as a primary safeguard until there is evidence that they are effective and not harmful. It is crucial that researchers work together with the judiciary to develop evidence-based approaches to facilitate justice.
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